JW Compliance Limited

jw compliance provides a bespoke professional compliance service, principally but not exclusively, to the investment fund management sector, and prides itself on being able to offer a pragmatic approach to a constantly changing tide of financial services regulation and training needs. these needs are addressed by a breath and depth of knowledge and experience forged in compliance consulting. the areas that jw compliance ltd is able to cover include:- * drafting and updating of compliance manuals and monitoring programmes * drafting admission documents including part iv permission applications * conducting and reporting to firms on pre regulatory inspections in preparation for fsa “themed” visits. * assisting firms during visits from the regulator. * reporting relating to quarterly compliance reviews, highlighting and prioritising suggested areas of review and advising on the implementation of such modifications. * advising clients in relation to all areas of compliance within their risk profile and business operations. * reviewing and researching fsa consultation papers and their practical application to clients needs. * drafting, updating, maintaining and implementing new compliance monitoring programmes including compliance logs, registers and procedures. * conducting and reviewing training and competence issues and delivery of specific training areas such as anti-money laundering.

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